CRITICAL PERSPECTIVES FOR UNDERSTANDING LITERARY TEXTS

There are many useful perspectives—"critical approaches," "schools," "philosophies," "orientations"—that will enhance your appreciation of a literary text. Here are just a few of the major critical perspectives: historical, philosophical, biographical, psychological, and New Critical.

1.Historical Criticism: This is a broad, fluid term that has meant different things to different people at different times. Generally, this perspective now emphasizes enjoying a literary text by also understanding that text’s (and its author’s) relationship to the time period. For example, with Richard III, how much do we need to know about Elizabethan politics, religion, and religion in order to understand the play? Or, more specifically, what were a guardian's (Richard's) duties to his wards (the princes)? In understanding Richard's evil, do we need to know the legal status of the punishments of Richard's victims? To appreciate Richard's defeat, should we know about military life in Shakespeare's---or Richard's---time? To understand Shakespeare's attitude toward Richard, do we need to know how Richard was viewed in the 1590s?

There are many sub-categories of Historical Criticism. For example, the play's women might interest a feminist critic. Feminist studies, of course, focus on literature in relation to women, especially contemporary theories about women and society. Another popular form of historical criticism is New Historicism. New Historicists often use an interdisciplinary approach, not so much to interpret literary history (a complexity that resists interpretation) as to observe, perhaps comment on, it piece by piece. New Historicists, for example, use the methods of the social scientists to analyze literature through demographics, public records, literary ephemera, manuscripts, private documents, and forgotten/temporary classics. For example, Richard was a fascinating character. He was represented not merely by Thomas More and Raphael Holinshed (Shakespeare's primary sources) but by many authors. Was Shakespeare influenced by works such as ballads, sermons, and tales about Richard?

2.Ideological Criticism: A critical orientation closely related to historical criticism is ideological criticism. This criticism often works from the assumption that literature confirms the ruling ideology (belief-system) of the era that produced it. Literature, then, is often a sophisticated form of propaganda or, sometimes, "anti-propaganda" (an attack on the hegemonous/dominant ideology). Either way, literature is defined within an ideological context. This type of ideological critic would ask how Richard III endorses—or subverts—aristocratic norms of religion, love, family, and government. Richard III is a vivid example of this at several levels. Richard lost his throne to the grandfather of the queen in 1593, Elizabeth I. Was Shakespeare then giving his audience the official story about how the Tudors got the throne? On the other hand, weren't people supposed to believe that aristocrats in general, and kings in particular, were divinely sanctioned? And, in the play, Shakespeare represents them as fools and murderers, joined by a single lust for power. Does Shakespeare then profoundly subvert official belief? Possibly, but some ideological critics argue that challenges to official belief, when staged by official culture, actually strengthen the official culture, which effectively controls rather than incites dissent. For example, we read of murderous authorities in Richard III---and instead of revolting, we get used to the idea: "that's the way it is."

Other scholars—past and present—claim that a particular ideology is not merely a belief-system but argue that it is "the truth," that history operates according to the laws of a particular philosophy or "ideology." Scholars who espouse this philosophy then analyze a literary text as "evidence" that confirms that ideology.

Religion is one of the most popular philosophical orientations. For example, a dominant idea in Richard III is the idea of divine retribution: God uses Richard to punish men and women for their sins (e.g. Clarence, Buckingham, Rivers and Grey, and even Edward is implicitly punished for his lusts by dying early and having his legitimate son murdered).

Another very popular form of this type of ideological criticism is—or was---based on the work of Karl Marx, especially his idea of dialectical materialism. Marxist literary critics read literary texts to see how they confirm the laws of Marxism. For example, how does Richard III confirm Marx’s view of class struggle, especially during an era of dying feudalism yielding to bourgeoise capitalism: Edward's affair with citizen Shore's wife, and Richard's media even for the citizens and Lord Mayor (a commoner), take on new meaning within a Marxist context.

Other popular critical orientations include Positivism (popular in the Victorian era, Positivists viewed history as a scientific "March of Progress") and Nihilism (a reaction to Positivism, as it maintained that history had no goal).

3. Biographical Criticism: This critical approach emphasizes the life of the author as a key to understanding his or her work. For example, did Shakespeare model Richard on anyone he knew? Did Shakespeare's relationship with any woman affect his creation of Ann (who marries her husband's killer)? What was Shakespeare's personal experience with aristocrats? And what about the personal anecdote about Shakespeare and "Richard III"?

 4. Psychological Criticism: This criticism is useful in two ways. First, closely relating to biographical criticism, psychological criticism emphasizes understanding the "mind" or "personality" of the author, especially as that mind/personality shapes, and is mirrored by, his literary output. Second, these critics read literary works as evidence that supports a psychological outlook. In other words, fictional characters and events (rather than the author) operate according to the "laws of psychology."

Of course, in order to analyze a personality, you should have a theory or "philosophy" about the personality. The theories of Sigmund Freud (1856-1939) have been by far the most popular for literary analysis. One of Freud’s tenets is that the unconscious—especially in terms of sexuality—greatly determines behavior. For example, what's the connection between Richard's hostility to women and his violence? Is the deformed, ugly hunchback, a failure in the bedroom, attempting to compensate with another kind of weapon (the phallic sword) on the battlefield? Many psychologists would say that he was. Or how does Richard's relationship with his mother determine his behavior? Freud's famous oedipal theory claims males at an early age experience a sexual attraction for the mother, an attraction that is suppressed by the child's fear of the father. Is it significant that Richard, just as he is about to marry his brother's daughter (who would be, in some way, like the mother, Duchess of York), is killed in battle against a man who then marries his intended bride?

Another once popular school of psychology (Analytic Psychology) was created by Carl Jung (1875-1961). His theory of the Collective Unconscious was especially useful for literary critics and scholars. This theory maintained that individual consciousness is linked to a central "mainframe computer," and that this mainframe provides everyone with a few basic programs, called "archetypes," or fundamental patterns (or structures, and so Structuralism). A literary work will succeed, or endure, if it represents one of these patterns/structures (which the individual unit [a person] will recognize and assimilate). Stories that enact these patterns are often myths, but this mythic quality actually appears in most powerful literary works (and Jung is often studied in relation to Mythological Criticism).

For example, does Richard III contain any primary pattern that we also have seen in the other two plays we've read, Oedipus and Faustus? Aren't all three plays about the punishment of the protagonist for his crimes? How did that happen? Why? I certainly didn't plan it.

Working from the perspective of Post Structuralism, many scholars/critics argue that literary structures do not exist and that, upon close examination, literature does not sustain any consistent meaning. The most popular form of Post Structuralism is Deconstruction (which "deconstructs" a text to reveal the absence of consistent meaning).

5. New Criticism: This school of criticism reacted against the biographical, psychological, and historical approaches. New Critics argued that the scholars were so busy with history and biography that they had forgotten about the text! They also claimed that if knowing extensive history and biography were required, only a professor would be licensed to read! New Critics maintained that the only requirements for reading a text were the reader and the text. This approach was new in the late 1930s, but its influence is still with us. For example, we don't need anything but the text to see how many lines are in the play, to discern literary devices, to determine the versification, to see which lines are prose and which poetry, etc.

You can use critical perspectives to support any thesis or answer (or ask) any question about the text. Here are a few possible questions/theses. Note: Be sure to develop your thesis with an eye on the learning objectives listed on the cover sheet.

 

  1. Contrast the work(s) (or passage or even line) that you liked best with one you liked least.
  2. Contrast the work(s) (or passage or even line) from which you learned most with one from which you learned least.
  3. Compare the cultural values in two works.
  4. Compare two or more authors’ in light of this question: how does an author allow her or his personal experience to shape a literary work?
  5. Compare the narrators of two or more works.
  6. Discuss your (least) favorite literary devices, using two or more works.
  7. Discuss your (least) favorite themes, using two or more authors
  8. Which work angered you the most? Explain by comparing it to a work that elated you.
  9. Compare the protagonists (antagonists) in two or more works.
  10. Compare the definitions of good and evil in two or more works.
  11. Compare sex-roles (or other gender issues) in two or more works.
  12. Compare the work that you understood the least with the one that you understood the most.
  13. Compare the most “dated”/”stalest work with one that you found the freshest.
  14. Compare the titles of two or more works.
  15. Compare the politics in two or more works.
  16. Compare the beginnings of two or more works.
  17. Compare race/ethnicity in two or more works.
  18. Discuss at least two works (passages/lines) that impacted you most personally, or in other words, that you will remember longest.
  19. Which works/lines/passages (at least two) helped you most to understand either 1) current events 2) yourself 3) others 4) your relationship with others
  20. Which works/lines/passages were not---in your opinion---not adequately discussed in class (or you disagreed with the class/instructor consensus on work/line/passage).

I. Essay Assignment.

1. Select one of the critical perspectives.

2. Using this perspective, critique, in approximately 750 words, any work of literature.

3. To support your answer, cite in your essay at least three secondary sources (a critical commentary about the work, not the work itself). Document these sources with a Works Cited; use the MLA documentation method for parenthetical documentation.

4. Complete cover sheet if you can.

5. Get my approval for your topic.

6. I’ll check rough drafts.

7. One class period will be used to help you write the final version of the essay.

II. HINTS FOR WRITING AN ESSAY AND A SAMPLE ESSAY

I. Use of secondary sources

a). You must use at least three secondary/critical sources for each paper. A secondary source (article or book) is one other than the work itself. For example, a secondary source for The Canterbury Tales would not be The Canterbury Tales. Instead, an example of a secondary source would be Chaucer and the Medieval Church, a work about Chaucer.

b). Where do you find these sources?

i). Use the computer catalog to locate the call numbers of most books by and about the author.

ii). Most of these books are grouped together in the same area of the library. Go to this area and browse.

iii). The best places to browse are the table of contents and, especially, the index in the back of the book.

iv). Also consult handbooks, guidebooks, dictionaries, and encyclopedias, on the second floor of the library.

v). Do not use the textbook or the class notes as a secondary source. Although, strictly speaking, these can be cited as secondary sources (the introductions in the Norton text), you should be able to locate other secondary sources.

AN EXAMPLE OF LOCATING AND USING SECONDARY SOURCES:

Suppose I want to find material on Alexander Pope's view of nature. I would follow these easy steps:

1. I go to the computer catalog and enter ALEXANDER POPE under AUTHOR (or SUBJECT). Most of these books have similar call letters, so I write down the exact call number of one of these books and find its location on the second and third floors of the library.

2. I find the book located among dozens of other books by and about Pope. I browse through these books.

3. I go through several books about Pope (e.g. Maynard Mack's Alexander Pope: A Life, The Garden and the City). I look in the indexes of these books, under "Nature." Most books have this entry, but some don't. Others have the topic listed under "Pope: and nature." These entries tell me on which pages the author discusses Pope and nature, so I don't have to read the entire book to find the specific topic.

4. Although I obtain considerable information from the books, I still want more information. Consequently, I stop on the second floor of the library and consult some reference works, such as The Oxford Companion to English Literature. I look under "Pope, Alexander" for a little more on his views on nature.

5. I also use the on-line computer indexes to locate essays on the subject. The library teaches classes on how to use these indexes that probably would be well worth the time (an hour or two); my internet site includes a link to these indexes, the most helpful, in regards to literature, being the MLA Bibliography.

6). MOST FREQUENT PROLEM: "I can't find a source on the specific topic" [nature in Shakespeare, prose in the Renaissance, politics of modernism, whatever]. SOLUTION: You don't have to! Find a quote on the general subject [Shakespeare, Renaissance, Modernism, or even English Literature] and put the quote in the introduction or conclusion.

EXAMPLE ESSAY

Critical Perspective: Historical (and Ideological)

                                                             Nature in the Eighteenth Century

Nature in the 18th century was more than falling leaves, snowy mountains, rainstorms, or raging seas. Nature, in fact, was everything. More particularly, though, nature denoted the laws that generated nature, laws designed by an omnipotent and all-good Creator. This belief was powerfully expressed in the literature of the period that addressed the "nature" of society, of man, and of the physical landscape.

Nature was often viewed in the 18th century as a model for society. The same laws that governed the harmonious working of creation should be discovered and imitated to ensure a prosperous and well-ordered state. Pope's advice to poets is equally applicable to statesmen: "First follow Nature and your judgment frame / By her just standard . . . One clear, unchanged, and universal light" (Essay on Criticism 68-71) [NOTICE THAT I CITE THE POEM BY LINE NUMBER AND NOT PAGE NUMBER]. Conversely, a repeated theme of Augustan literature is that ignorance or perversion of nature's laws produces disaster. For example, the "anarchic sprawl" of Pope's Dunciad is the direct result of "the inverted norms expressive of the dunce world" (Mack 461) [QUOTE FOUND BY USING INDEX: "DUNCIAD": THERE WERE SEVERAL PAGES LISTED. I WENT TO SINGLE LARGEST CLUSTER OF PAGES: 457-82]. Similarly, Swift in Gulliver's Travels satirizes those who refuse to conform to nature's laws. Such individuals are characterized as unnatural yahoos, depraved humans who are contrasted with rational, civilized, and "natural" horses.

The 18th century believed that people were linked to nature by the intellect, rather than with the emotions. Consequently, as Donald Greene points out about Dr. Johnson, neo-classicists thought that "poetry should not surprise but . . . `should strike the reader as a wording of his own highest thoughts' " (164) [QUOTE FOUND BY USING INDEX: "COLLINS, WILLIAM"]. Such a "nature" often was compared to an intricate, flawless, and perpetual watch. If man could, through use of his intellect, conform to the pattern evident in this intricate device, he would enjoy the greatest happiness, success, and prosperity. Consequently, in Windsor Forest, "Pope's object was not to depict his individual response to Nature, or, as the Romantic poets would do, record his own perplexed emotions, but to portray a universe that enclosed and completed both the aspiring thoughts and the triumphant works of Man" (Quennell 51) [QUOTE FOUND BY USING INDEX: "POPE, ALEXANDER: WORKS: WINDSOR FOREST:" THERE WERE SEVERAL PAGES LISTED. I WENT TO SINGLE LARGEST CLUSTER OF PAGES: 48-52 ]. Pope would later explicitly formulate this view in Essay on Criticism, arguing that Nature is "at once the source, and end, and test of art" (Essay on Criticism 73). Other poets such as James Thomson in The Seasons went a step further, insisting on nature as "culminating in man" (Tillotson 218) [QUOTE FOUND BY USING INDEX: "NATURE:" THERE WERE SEVERAL PAGES LISTED. I WENT TO SINGLE LARGEST CLUSTER OF PAGES: 217ff].

The 18th century also had an intense interest in the beauties of nature. In some ways these views were unique to the age, and in other ways they anticipate the Romantic era. Pope describes Windsor forest as "large, windy, irregular, unconfined" and complete with "mazy walks and unexpected prospects . . . secret grassy glades, its patches of wild heath"---descriptions that are "half-baroque and half romantic" (Quennell 51-52) [QUOTE FOUND BY USING INDEX: "POPE, ALEXANDER: WORKS: WINDSOR FOREST:" THERE WERE SEVERAL PAGES LISTED. I WENT TO SINGLE LARGEST CLUSTER OF PAGES: 48-52 ]. Perhaps less than half romantic, because the 18th century was characterized by a distinctive taste for ordered and cultivated natural scenery that was dismissed as artificial by the Romantics. Even a purported "neo-classical romantic" like Thomas Gray would do little more than "jot down some appreciative comments" about the savage beauty of nature (Greene 8) [QUOTE FOUND BY USING INDEX: "NATURE"].

Clearly, the 18th century view of nature tells us much about this age and its insistence on order, clarity, and reason. However, this essay has explored only the surface of a very complex topic. In order to obtain a more comprehensive view of this vast and difficult topic, a much more extensive analysis would be required.

                                                             WORKS CITED

Greene, Donald. The Age of Exuberance: Backgrounds to Eighteenth-CenturyLiterature. New York: 

      Random House, 1970.

Mack, Maynard. Alexander Pope: A Life. New York: Norton, 1988.

Quennell, Peter. Alexander Pope: The Education of Genius 1688-1728. New York: Stein and Day, 1968.

Tillotson, Geoffrey. "Eighteenth-Century Poetic Diction." Eighteenth-Century Literature: Modern

      Essays in Criticism. Ed. James Clifford. New York: Oxford University Press, 1959. 212-232.

NOTE THE FOLLOWING:

1. TILLOTSON'S ORIGINALLY APPEARED IN 1939. YOU DO NOT HAVE TO INCLUDE THE ORIGINAL BIBLIOGRAPHICAL INFORMATION OF REPRINTED MATERIAL FOR THESE ESSAYS (ALTHOUGH YOU DO FOR SOME PAPERS).

2. I DID NOT INCLUDE THE SOURCE FOR POPE'S POETRY AND NEITHER DO YOU. THE SOURCE IS A PRIMARY SOURCE THAT I DO NOT QUOTE BECAUSE THE TEXT WOULD APPEAR THE SAME IN ALMOST ANY EDITION OF POPE'S POETRY.

3. USE A WORKS CITED (NOT A BIBLIOGRAPHY): A BIBLIOGRAPHY LISTS ANY WORK THAT YOU EXTENSIVELY CONSULTED WHILE WRITING YOUR ESSAY. A WORKS CITED LISTS ONLY THOSE WORKS CITED IN YOUR ESSAY.